Understanding Elected Member Influence: A Three-dimensional Framework to Explain Influence on the UNSC

UN Flag 2018.jpg

On 14 December 2018, SCAN held a roundtable that presented a three-dimensional framework to understand influence on Security Council decision-making. The New York event was attended by diplomats from selected UNSC member states.

The framework identifies three key dimensions that have a bearing on elected members’ influence on the Council: the pathways of influence, the purchasing power of influence and the practice of influence. The briefing note can be accessed here.

SCAN discusses its E10 Project at United Nations University, Tokyo

On Tuesday 23 October SCAN member Jeremy Farrall was the keynote speaker at a high profile public ‘conversations’ event at the United Nations University in Tokyo. Associate Professor Farrall was interviewed by David Malone, the Rector (i.e. Vice-Chancellor) of United Nations University and Under Secretary-General of the United Nations, about SCAN’s current ARC Discovery Project on the role of elected members in leveraging power and influence on the UN Security Council. The audience of more than 80 people included representatives from government, embassies and international organisations.


Upcoming SCAN event at United Nations University

On 23 October 2018, UNU will host “Power and Influence on the UN Security Council: The Role of Elected Members” a conversation with Dr Jeremy Farrall, Associate Dean (Research) at the ANU College of Law and Associate Professor in the ANU Law School at the Australian National University. This event will start at 6:30 p.m. at UNU Headquarters in Tokyo.

The United Nations Security Council comprises 15 members. It is dominated by its five permanent members (P5): the People’s Republic of China, the French Republic, the Russian Federation, the United Kingdom of Great Britain and Northern Ireland, and the United States of America. They not only sit on the Council permanently, but also hold the power to veto any prospective Council action. The remaining elected 10 Council members (E10), by contrast, possess neither the right to veto nor a permanent seat on the Council. They are selected by the United Nations General Assembly on the basis of geographic representation and merely hold a two-year term.
How have recent elected members, including Japan and Australia, been able to build and sustain influence on the Council, despite having neither permanence nor veto power? Are there particular issues that present an opportunity for elected members to gain and exert influence?

Roundtable ‘Influence in the UN Security Council: What Role for the E-10?’

On 14 June 2018, SCAN will co-convene with the United Nations University and the Security Council Report, the roundtable ‘Influence in the UN Security Council: What Role for the E-10?’.

At the event, SCAN will present its current research findings on elected members’ influence on the Security Council, followed by a reaction by Richard Gowan, Senior Fellow at UN University’s Centre for Policy Research, and a Q&A.

The roundtable will consider questions such as the issues on which elected members have the most influence; the institutional and procedural conditions that facilitate or hamper elected members’ influence; the impact of dynamics outside the Security Council on the influence of elected members on the Council; and the best ways for elected members to maintain influence on Council decision-making beyond their two-year term.

You can access the discussion paper for the event here.

Outcomes of workshop on E10 influence on the UN Security Council

Group photoOn 28-29 September 2017, SCAN held the workshop ‘Influence in the United Nations Security Council: rethinking the role of elected members’ in Florence Italy. The workshop aimed to understand better the factors that impact the level of influence elected members on the UN Security Council’s decision-making.

You can access the program of the workshop here.

Participants and themes

Keynote by Ambassador Antonio de Aguiar Patriota, former Brazilian Minister of External Relations

Brazil Ambassador Antonio de Aguiar Patriota delivered the keynote address, reflecting on Brazil’s perspective about participation and influence in global governance amid a transitioning global order.

Elected members’ influence in global context

Evelyn Goh and Jochen Prantl, Reassessing influence in global governance

Larissa van den Herik, Sidestepping the Security Council: influence of erosion?

The specific experience of elected members on the UNSC

Dainius Baublys, The capacity contradiction: have elected small UNSC members become relevant?

Matthew Preston, Elected members and the Security Council: the view from a permanent seat

The role of elected members in overcoming deadlocks on the UNSC and their contribution in the area of protection and collective security

Rosa Freedman, Diplomacy in the time of cholera: the role of the elected members in resolving the Haiti cholera claims

Catherine Bevilacqua, Peacekeeping and human rights: insights from Haiti on E10 influence

Carolyn Evans, Should the E10 be obliged to represent collective security interests in Council decision making? Learning from Council decisions on Timor in 1975 and 1999

Jennifer Welsh, The impact of elected Council members on advancing civilian protection and the responsibility to protect

The norms and practices of the UNSC that frame the work of elected members

Thomas Biersteker, Informal forms of governance undertaken by elected members of the UN Security Council

Bardo Fassbender, The constitutional role of the non-permanent members of the UN Security Council

Dominik Zaum, Contextual factors affecting the influence of non-permanent members of the UN Security Council

UNSC working methods as a pathway to elected members’ influence

Nathalie Chuard, Securing the Council: a focus on efforts to make it more efficient

Isobel Roele, Security Council working methods: working together for collective security

Working papers

Dominik Zaum and Corinne Heaven: Contextual factors affecting the influence of non-permanent members of the UN Security Council

Evelyn Goh and Jochen Prantl: Reassessing influence in global governance

Isobel Roele: Security Council working methods: working together for collective security

Larissa van den Herik: Sidestepping the Security Council: influence of erosion?

Thomas Biersteker: Informal forms of governance undertaken by elected members of the UN Security Council

Workshop ‘Influence in the United Nations Security Council: rethinking the role of elected members’, Florence 28th-28th September

Flag Flying half mast in honor of

UN Photo

Conventional wisdom suggests that the United Nations Security Council is controlled by its five permanent members, while the other 188 UN member states are effectively sidelined, including those serving two-year terms on the Council as elected members. By virtue of their exclusive right to veto proposed resolutions, the permanent five are assumed to control decision-making, often striking deals among themselves before a draft resolution is even put to the vote. Lacking the power of veto, elected members are widely assumed to lack any means of influence.

This workshop and the broader project of which it is a part will explore a richer account of Security Council dynamics. We will look beyond the Council’s formal voting rules and the distribution of material power among its members to identify how elected members shape Security Council outcomes.

The workshop will bring together more than 20 scholars and practitioners to examine, test and advance our understanding of how elected members influence the UN Security Council.


The workshop will be held at Borgo I Vicelli Country Relais, a half-an-hour drive from Florence, on Thursday 28 and Friday 29 September 2017.


This event is part of a four-year Australian Research Council-sponsored Discovery Project entitled Leveraging Power and Influence on the United Nations Security Council. The project is a collaboration between researchers from the University of New South Wales, the Australian National University and the University of Queensland. The organisation team include Jeremy Farrall, Marie-Eve Loiselle, Christopher Michaelsen, Jochen Prantl, and Jeni Whalan.

Workshop working papers 

Workshop working papers will soon be available here.

“Game changing reform will require champions of change”


Jeni Whalan was in New York law week to speak on the theme of her recent report Dealing with Disgrace: Addressing Sexual Exploitation and Abuse in UN Peacekeeping

Speaking at the 2017 International Peace Institute (IPI) Policy Forum on 11 September, Jeni explained that “[p]reventing SEA in peacekeeping and responding appropriately will not happen with business as usual reforms”, instead “[w]hat’s needed are genuinely game changing efforts”. This changes, she concluded “will require champions of change”, to ‘make sure there’s not cause to sit here again in 10 years, in 5 years, to tackle SEA by peacekeepers”.

Sarah Taylor, IPI Research Fellow, Youssef Mahmoud, IPI Senior Adviser, and Jennifer Wittwer were also part of the panel.

 You can watch the video of the event on IPI website.

How to deal with sexual abuse in peacekeeping: analysis by Jeni Whalan

USG's visit in Bamabari today
Jane Holl Lute, UN Special Coordinator on improving the United Nations response to sexual exploitation and abuse visits Bambari, CAR, April 2016, Nektarios Markogiannis/UN Photo
First published on by the International Peace Institute Global Observatory.

By Jeni Whalan

United Nations peacekeeping has survived many crises throughout its history, but none has provoked such distinctive disgrace as peacekeepers committing sexual violence against those they are meant to protect.

In March 2016 the UN Security Council took potentially game-changing action to address this shortcoming, adopting its first resolution specifically focused on accountability for these crimes. But, as I argue in a recent International Peace Institute report, Dealing with Disgrace: Addressing Sexual Exploitation and Abuse in UN Peacekeeping, implementing Resolution 2272 will require the UN system to embrace difficult, ground-breaking innovation if the resolution’s potential is to be realized.

For two decades the UN system has dealt with the scourge of sexual exploitation and abuse through incremental reforms to the policies, resourcing, administration, and management of peacekeeping. But these reforms have not stopped sexual abuse by peacekeepers. Determined rhetoric from UN leaders and member states has not translated into effective action.

Resolution 2272 is in many respects a direct response to the inadequacies of this approach. Escalating criticism of the UN’s deficiencies on prevention and accountability in the year preceding Resolution 2272’s adoption revealed the scale of peacekeeping’s legitimacy crisis. In particular, damning failures throughout the UN system to address the sexual abuse crisis in CAR were magnified by the findings of an independent review panel appointed by Secretary-General Ban Ki-moon and the concerted campaigning of civil society organizations. The 2015 High-Level Independent Panel on United Nations Peace Operations report also drew specific attention to the need for robust action by the secretariat and member states.

Dealing with Disgrace analyses the approach of Resolution 2272, identifying nine implementation requirements and making 21 recommendations for delivering them.

Recognizing that sexual violence not only inflicts unconscionable harm on individual victims but also undermines the effectiveness of peacekeeping missions and the moral authority of the entire UN organization, Resolution 2272 makes three notable contributions to the UN’s system-wide reform efforts:

  1. It clarifies and reinforces the secretary-general’s authority to repatriate and replace an entire national contingent from a peacekeeping operation if there are sufficient indications of a pattern of sexual exploitation and abuse by members of that contingent;
  2. It targets the part of the accountability chain that the secretariat cannot: the obligations of UN member states to investigate and report on allegations of sexual exploitation and abuse, to hold perpetrators accountable, and to inform the secretary-general of the progress of investigations and actions taken; and
  3. It adds new impetus and political support to the UN’s ongoing agenda of administrative reforms, including by prioritizing the needs of survivors in UN responses and emphasizing the need for expanded vetting of personnel for past sexual abuse and for broader human rights screening.

The search for pragmatic means by which to redress the fundamentally weak accountability of peacekeeping is at the heart of Resolution 2272. Speaking in the Security Council before the resolution’s adoption, then-United States Ambassador Samantha Power clarified the logic of its key provisions: “We have long known that one of the most effective ways to prevent sexual exploitation and abuse it to send a clear message that perpetrators will be held accountable.”

In addition to its effect of prevention, however, accountability also matters for the UN’s moral authority and the trust of those it serves. In order to build and safeguard this legitimacy, Dealing with Disgrace urges close attention be paid to legitimizing the secretary-general’s discretionary authority to repatriate a peacekeeping contingent or to decline peacekeeping contributions from a member state that has not met its accountability obligations.

Decisions taken in accordance with Resolution 2272 should be subject to appropriate checks and balances, including by making operational guidance transparent and publicly justifying decisions regarding repatriation and participation. More significantly, Dealing with Disgrace recommends the appointment of an independent, impartial ombudsperson with a mandate to oversee and review UN actions on sexual exploitation and abuse.

A clear case of Resolution 2272 in practice occurred in June 2017, when the Republic of the Congo withdrew its military peacekeepers (over 600 troops) from CAR, prompted by a UN review that found allegations of sexual exploitation and abuse against its personnel indicated systemic problems in command and control. But lengthy delays in removing this contingent from the field, despite much earlier credible evidence implicating that nation’s troops in systemic abuse, cast damning light on the UN’s inability to take swift, decisive, and necessary action to protect civilians from predatory peacekeepers or deliver justice to survivors of abuse.

Implementing Resolution 2272 comprehensively will require the needs and preferences of survivors, and those vulnerable to abuse, to be front and center of UN policy and its implementation.

Dealing with Disgrace recommends mandatory specialist training for peacekeepers in trauma-sensitive methods for taking reports of abuse; ensuring mission leaders can draw on expert investigators specialized in sexual violence; establishing early cooperation with and support for local survivor groups; and new cooperative models of shared investigations between UN member states and the secretariat.

Prioritizing the needs of survivors will require peace operations to confront the likelihood that existing local support services will be woefully inadequate. Given that sexual abuse by peacekeepers is likely to occur when conflict-related sexual violence is already widespread, Dealing with Disgrace recommends that peace operations connect early with humanitarian and peacebuilding partners to support the provision of adequate medical and psychological services for survivors of abuse.

The report also identifies two significant gaps that must be addressed when implementing Resolution 2272. The first concerns strengthening accountability for civilian peacekeepers who perpetrate sexual violence, as well as peacekeepers serving in non-UN missions operating under a Security Council mandate. The second is to tackle directly the reality that sexual violence is notoriously underreported, no matter its institutional or geographical context. Ongoing improvements to the transparency of UN reporting are welcome, but getting serious about accountability requires more fundamental transparency reforms.

Dealing with Disgrace recommends that Secretary-General António Guterres substantially strengthen whistle-blower protection beyond the January 2017 policy to ensure that bodies charged with investigation and review are genuinely independent from those they are support to hold to account. And recognizing that even the most carefully designed internal reforms will have limits, the UN—aided by funding and support from its member states—should build pragmatic partnerships with local and international civil society organizations, in the field and at headquarters in New York, to promote systematic civil society monitoring of sexual exploitation and abuse in peacekeeping.

Finally, implementing Resolution 2272—and addressing flaws in the UN’s prevention and accountability systems—requires creating the conditions to enable reform. Specifically, Dealing with Disgrace urges UN member states to back their expressions of moral outrage and determination with the tangible resources required to address the scourge of sexual violence.

It is imperative that Guterres deliver on his objective of increasing the participation of women, particularly by elevating more women into senior leadership positions. And, perhaps most importantly, champions of change within and outside the UN system must continue to contribute political capital, moral leadership, collaborative partnerships, and financial resources to the task of preventing sexual violence by peacekeepers and improving accountability when it occurs.

Release of new IPI policy paper on addressing sexual exploitation and abuse in UN PKO

No exploitation PKO
United Nations Operation in Côte d’Ivoire (UNOCI) peacekeepers participate in a sexual exploitation awareness training in Bondoukou, 22 July 2005, Côte d’Ivoire, UN Photo/Ky Chung

Jeni Whalan is the author of the newly released IPI policy paper Dealing with disgrace: addressing sexual exploitation and abuse in UN Peacekeeping.

The report analyzes the prevention of SEA under the framework of UNSC Resolution 2272. It identifies nine implementation requirements flowing from the resolution and makes twenty-one recommendations for delivering them, including:

  • Appointing an independent, impartial ombudsperson with a mandate to review and oversee UN actions on sexual exploitation and abuse in peacekeeping;
  • Streamlining the UN’s cumbersome reporting processes and resourcing to enable easier reporting and more timely action;
  • Improving the trauma-sensitivity of investigations and responses to sexual exploitation and abuse;
  • Addressing underreporting and institutional opacity by substantially strengthening whistle-blower protections and establishing partnerships with local and international civil society organizations; and
  • Requesting reporting on allegations of sexual exploitation and abuse against non-UN forces operating under a Security Council mandate.

More  can be found on the International Peace Institute Website.

You can access a PDF version of the report here.

The Local Legitimacy of Peacekeepers

USG met Malakal State authorities
Jean-Pierre Lacroix, Under-Secretary-General for Peacekeeping Operations, visited a protection of civilians (POC) site in Malakal, where he held meetings with local authorities, including John Odhong, Deputy Governor of Upper Nile state. The Peacekeeping Chief was met by traditional dancers at the POC site. Troops on the ground briefed him on various security concerns, challenges and humanitarian efforts being made to assist the population in the area.
02 August 2017, Malakal, South Sudan, UN Photo/Isaac Billy

In a paper published in the Journal of Intervention and Statebuilding, Jeni Whalan analyses the complex concept of local legitimacy and look at how insights drawn from legitimacy theory, developed in very different social contexts, can be adapted to the realities of the conflict societies into which peacekeepers deploy.

The full text of the article can be accessed here.

Leveraging diplomatic power and influence on the UN Security Council: the case of Australia

UN Photo/Eskinder Debebe. Security Council Authorises Multinational Force in East Timor. Alexander Downer, then Minister for Foreign Affairs of Australia, addresses the Council on 15 September 1999 at the United Nations, New York.

In their recent paper ‘Leveraging diplomatic power and influence on the
UN Security Council: the case of Australia’, published in the Australian Journal of International Affairs Jeremy Farrall & Jochen Prantl compare Australia’s efforts to influence UNSC decision-making both as a UNSC member, and as non-member on the issue of East Timor.

You can access the paper here.

Jeremy Farrall’s new book chapter: ‘The use of UN sanctions to address mass atrocities’

Jeremy Farrall’s latest analytical piece on the use of UN sanctions to address mass atrocities was published in The Oxford Handbook of the Responsibility to Protect. This first edition of the Handbook, edited by Alex Bellamy and Tim Dunne, was released last month.

A copy of the chapter is available here. You can also buy your copy of the book here.


Policy proposals on strengthening the rule of law through the United Nations Security Council released as UN document

On April 27, the report Strengthening the rule of law through the United Nations Security Council, authored by Prof. Hilary Charlesworth and Dr. Jeremy Farrall, was released as a UN document under the symbol S/2016/397.

The report offers policy proposals aim to enhance the Security Council’s capacity to strengthen the rule of law, particularly when it deploys peace operations, applies sanctions and authorises the use of force.

You can access the report here.

Here’s how to end UN peacekeeping’s history of sexual violence

UN Photo/Marie Frechon

By Jeni Whalan

First published on The Interpreter on 29 April 2016. 

After years of moral outrage and stern official rhetoric, the odious scandal of sexual abuse by UN peacekeepers of the vulnerable people they are sent to protect may finally attract tangible penalties for the organisation. US senators this month threatened to withdraw funding from the UN over its leaders’ failure to prevent sexual violence by peacekeepers and to hold perpetrators to account when it occurs. Given that the US funds 28% of the US$8.3 billion annual peacekeeping budget, it’s a threat with teeth.

This latest legitimacy crisis for UN peacekeeping has been brewing a long time. Since the first widely publicised abuses by peacekeepers in Cambodia in 1992, allegations of sexual abuse and exploitation have followed the UN’s deployments to crises around the world: Bosnia, Timor-Leste, Kosovo, Burundi, Liberia, Sierra Leone, Haiti, the DRC, Côte d’Ivoire, Sudan and Mali.

But it is stories of widespread sexual violence against women and children in the Central African Republic (CAR) that have captured global media attention and which may finally prompt meaningful reform.

Reports of children being sexually assaulted and raped in CAR emerged in May 2014. UN investigators recorded numerous reports from young boys, aged 8–13 years, of their abuse by French troops serving under the (UN-authorised but French-commanded) Operation Sangaris. Gross mishandling by UN and French officials saw nearly a year pass before the reports surfaced publicly, thanks to the scrutiny of the NGO AIDS-Free World; only then did French officials begin criminal investigations. A month later, UN Secretary-General Ban Ki-Moon appointed a panel to investigate the UN’s response. Their damning report concluded that the UN’s mishandling amounted to ‘gross institutional failure’ and ‘an abdication of responsibility’ on the part of senior officials. In the meantime, Mr Ban sacked the head of the UN’s peacekeeping mission in the CAR.

But as the UN focused inward on the inadequacies of its own bureaucratic procedures, new reports of abuse continued to emerge. In February 2016, 120 peacekeepers from the Republic of Congo and the Democratic Republic of Congo were sent home over new accusations of sexual abuse brought to light by Human Rights Watch. Other allegations involved troops from Georgia, France, Burundi, Morocco and Tanzania.

And then in late March 2016 came the revelation that the UN had investigated 108 further cases of abuse by French and Gabonese forces. The vast majority of victims were children and the allegations included grotesque violence and bestiality by a French commander. Just a few weeks later, AIDS-Free World uncovered another 41 cases of sexual violence.

Why have peacekeeping missions so frequently been guilty of abusing those they were sent to protect? And given that only a tiny fraction of peacekeepers are responsible for the abuses, why has the UN proved so incapable of holding them to account?

Some blame the UN’s reliance on unprofessional, inadequately trained troops from countries with poor human rights records. To be sure, the demand for peacekeepers is at an all-time high and they are deployed overwhelminglyfrom developing countries. But that can’t explain the involvement of French troops in the CAR scandal — including in its most depraved incidents — nor the fact that most peacekeepers do not sexually abuse or exploit local people.

At the same time, while the vast majority of peacekeepers serve honourably and professionally, this is not simply a case of a few bad apples: the peacekeeping system is woefully deficient when it comes to the local accountability of peacekeepers.

The primary obstacle is the legal basis on which peacekeepers are deployed, according them immunity from prosecution by the host state. Intended to allow peacekeepers to operate without host state interference, in practice immunity has enabled impunity. The rules of UN deployments protect peacekeepers, not their victims. Countries contributing peacekeepers remain fully, and solely, responsible for investigating, prosecuting and punishing their own personnel. If their home countries turn a blind eye to abuse allegations, there is little the UN — or survivors of abuse — can do about it. Recent recommendations for ‘naming-and-shaming’ recalcitrant UN member states and withholding payment for their troop contributions reflect welcome progress, but these are weak mechanisms for preventing or remedying these crimes.

A range of other factors is at play. Field missions answer to UN headquarters in New York, not to communities on the ground. Sexual abuse and exploitation has been treated as misconduct, requiring disciplinary action, rather than as criminal acts requiring a legal response. A lack of transparency, systematic monitoring and public reporting means that local populations rarely have a voice, and it has required ad hoc efforts by civil society organisations to bring abuses to light. Finally, peacekeeping is fundamentally a foreign activity, involving the deployment of international troops within societies they usually know little about. In her book Peaceland, ethnographer and former UN peacebuilder Séverine Autesserre finds that derogatory views of local populations are alarmingly common, recounting ‘blatantly racist and shockingly offensive’ attitudes and behaviours described variously as degrading, belittling, humiliating, dehumanising and denigrating of local people.

Together, these features of peacekeeping create a permissive, even enabling environment for sexual violence and exploitation. A slew of organisational reforms over the past decade has not, it seems, made the UN any more effective in curtailing these abuses.


Withholding funding from the UN, as US senators have threatened, is a powerful form of leverage. The 1964-65 session of the UN General Assembly, for example, essentially ground to a halt after several countries — including the USSR and France — refused to pay their share of the peacekeeping budget in protest over what they saw as the illegitimate authorisation of peacekeeping operations.

Today, the top five financial contributors to UN peacekeeping provide 60% of the entire budget: US (28%), Japan (11%), and France, Germany and the UK (each around 7%). These big contributors can wield substantial influence. While reforming the system of legal immunities is impractical, their leverage could exact reforms from UN peacekeeping bureaucracy to improve the process for dealing with abuse allegations. More importantly, their concerted attention could help to move attention from the politics of New York to the survivors of abuse in host countries, in the form of assistance and compensation.

They could also lend their political and financial weight to two more ambitious accountability reforms.

First, UN peacekeeping needs an ombudsperson, with budgetary and reporting independence from peacekeeping operations in the field and from peacekeeping bureaucracy in New York. The experiment with an ombudsperson in Kosovo provides both a precedent and a demonstration of the limits of an accountability mechanism that depends for its authority and funding on the very actors it is trying to hold to account.

Second, the extent of sexual violence in the CAR — and the UN’s mishandling of it — only came to light through the determined but ad hoc reporting of international NGOs, including AIDS-Free World, Amnesty International and Human Rights Watch. Friends of UN peacekeeping, like Australia, should promote and fund systematic civil society monitoring of peacekeeping, ideally through a mix of host country and international NGOs, to monitor operations and give voice to those made most vulnerable by violent conflict.

Book release: Strengthening the rule of law through the UN Security Council

The book StrengtheROL_book_coverning the rule of law through the UN Security Council, edited by Hilary Charlesworth and Jeremy Farrall, was released this month. The collection of essays, three from members of the Security Council Analysis Network,  examine the extent to which the Council has honoured his commitment to the rule of law when exercising its powers under the UN Charter to maintain international peace and security.

The book discusses both how the concept of the rule of law regulates, or influences, Security Council activity and how the Council has in turn shaped the notion of the rule of law. It explores in particular how this relationship has affected the Security Council’s three most prominent tools for the maintenance of international peace and security: peacekeeping, sanctions and force. In doing so, this book identifies strategies for better promotion of the rule of law by the Security Council. Click on  the links below to read excerpts from the book.

Foreward by Alan Ryan and preface to the book

Introduction by Hilary Charlesworth and Jeremy Farrall

Strengthening the local accountability of UN peacekeeping by Jeni Whalan

The UN Security Council as regulator and subject of the rule of law: conflict or confluence of interest? by Jeremy Farrall and Marie-Eve Loiselle




UNSC and the RoL: Launch of policy recommendations a success

UN Photo/Mark Garten 

Dr. Jeremy Farrall and Prof. Hilary Charlesworth traveled to New York  this month to launch a set of policy recommendations to strengthen the rule of law through UNSC’s practice. The launch was held at the UN headquarters in New York on 11 March during the Dialogue with Member States on the rule of law at the international level. The event was organised by the Permanent Mission of Australia, the Permanent Mission of Japan, and the Rule of Law Unit, on behalf of the UN Rule of Law Coordination and Resource Group.

Participants to the event included Mr. Edric Selous, Director, Rule of Law Unit, Executive Office of the Secretary-General; H.E. Ambassador Gillian Bird, Permanent Representative of Australia to the United Nations; Dr. Jeremy Farrall Fellow, Asia-Pacific College of Diplomacy, the Australian National University; Prof. Hilary Charlesworth Director, Centre for International Governance and Justice, the Australian National University; Prof. Terence Halliday Co-Director, Center on Law and Globalization, American Bar Foundation; and H.E. Ambassador Motohide Yoshikawa, Permanent Representative of Japan to the United Nations.

Introduction by Edric Selous, Director of the Rule of Law Unit:

Comments by the Permanent Representative of Australia to the UN

Comments by Prof. Hilary Charlesworth

Comments by Dr. Jeremy Farrall

Comments by Prof. Terence Halliday (part 1 and 2)




New York launch of policy proposals for strengthening the rule of law through the UN Security Council

On Friday 11 March Dr. Jeremy Farrall and Prof. Hilary Charlesworth will launch the Policy Proposals on Strengthening the Rule of Law through the UN Security Council (hyperlink). The Policy Proposals were developed as part of an Australian Research Council Linkage Project entitled ’Strengthening the Rule of law through the UN Security Council’. The Project was a collaboration between the Australian National University and the Australian Government’s Australian Civil-Military Centre.

The Policy Proposals aim to enhance the Security Council’s capacity to strengthen the rule of law, particularly when it deploys peace operations, applies sanctions and authorises the use of force. The Proposals promote a responsive model of decision-making that balances a commitment to preventing the arbitrary use of power with a pragmatic opens to finding the best way to strengthen the rule of law in diverse contexts. The responsive model of the rule of law contains four basic principles that combine to increase the likelihood that the Council’s decision-making will strengthen the rule of law: transparency, consistency, accountability and engagement. According to this model, the more these principles are respected and promoted, both in the making and implementation of Council decisions, the greater the Council’s capacity will be to strengthen the rule of law.

Access the invitation and concept note here.

Access the policy proposals here.


However annoying, failure to engage Russia is not an option

UN Photo/Rick Bajornas. Russia and US brief media on Middle East.


By Jochen Prantl

First published in Yale Online16 February 2016.

A strategic objective in engaging Russia must emphasize the profitability of balanced foreign policy in bridging East and West

UN negotiations to end the five-year civil war in Syria and form a transitional government will resume at the end of this month. With 250,000 people dead and more than half of the 22 million pre-war population either internally displaced or refugees, the talks are a litmus test for the key external stakeholders, especially the United States and Russia, to negotiate shared principles underlying peace and order. Russia’s September military intervention in Syria, in support of President Bashar al-Assad, has turned Moscow into a pivotal player in the region. The agenda is currently being set by an alliance formed by Russia, Iran and Assad. The danger of a proxy US-Russian conflict is real. Also, should Iraq request help from Russia in fighting Islamic State, the proxy conflict may escalate into direct confrontation between Washington and Moscow. Russia needs to be convinced that an immediate ceasefire rather than the continuation of war serves its long-term interests.

A quarter century after the end of the Cold War, the crisis has raised serious concerns about global security, especially at a time when the balance of power is rapidly shifting to the East and South. According to a well-cited Harvard study by Graham Allison, 12 out of 16 cases of power transitions over the past 500 years indicate that war is the norm rather than the exception. Resetting political relations with post-Soviet Russia – beyond the selective engagement on Iran and Syria, by building a partnership based on equality and mutual respect – is a matter of priority. The Obama administration’s 2009 reset in US-Russia relations has fallen short of achieving that objective.

Russia has significant capacity to help or hinder global and regional peace. From a grand strategic perspective, three factors stand out:

  • According to the Stockholm International Peace Research Institute’s 2015 Yearbook, Russia possesses 7,500 nuclear warheads of which 1,780 are deployed on missiles and on bases with operational forces. It also maintains 2,000 tactical nuclear weapons with lower yield munitions that can be used in the battlefield. Unlike China, Russia’s most recent nuclear doctrine – reaffirmed in December 2014 – permits the first use of nuclear weapons in response to conventional attacks that pose existential threats. At the same time, with the third-largest military budget in the world, Moscow has invested in nuclear and conventional modernization programs, recouping its power projection capabilities in the region and beyond.
  • In 2010-14, the United States and Russia combined supplied 58 percent of all international transfers of major weapons. Almost two thirds of Russian arms exports went to three countries – India, China, and Algeria (SIPRI 2015).
  • Russia has had its own pivot to Asia in the military, energy and trade realms. This has been driven by both the desire to become an integral part of the so-called Asian Century and deterioration of its relations with the West. This strategic realignment may well help Russia to become a force to be reckoned with in the East Asian security order. Notably, a major overhaul will be transforming Russia’s Pacific fleet from its smallest to its biggest naval asset, with implications for boosting regional power-projection capabilities.

Russia, by pursing a balanced foreign policy, could become a bridge between East and West – and profit.

In a nutshell, Russia is still strategically too significant to fail. It retains its permanent seat on the UN Security Council. Russia’s vast geography extends across Northern Asia and Eastern Europe – it is part of both East and West. This geographical position poses challenge and opportunity. It is a challenge since Russia may find itself between a rock and a hard place, excluded from both the West and the East, isolated and encircled. But geography can also be an opportunity, if Russia fully embraces its Eurasian roots and pursues a balanced foreign policy to profit from and become a bridge between East and West. This ought to be the strategic objective of Western and Eastern engagement.

For Moscow, but also for Russia’s neighbors in Europe and Asia, diplomacy needs to be put back on center stage. A strong focus on identifying areas of common interest – including counterterrorism, nuclear and conventional arms control – rather than a divisive exchange about a clash of values and worldviews should top of everyone’s policy agendas.

Failure to engage Russia is not an option. Low oil prices create good conditions for engagement.

Post-Cold War stability depends on the effective renegotiation of “the rules of the game” driving international cooperation in the long-term. Moscow’s military interventions in Syria – and eastern Ukraine – intended to send a strong signal to external parties: Russia acts on its own terms and does not follow rules superimposed by the West. In both cases, Moscow has modified the rules of the game in its favor, changing the status quo without negotiation. Whatever we make of Putin’s politics, failure to engage Russia is not an option. The collapse of global oil prices has created favorable conditions for engagement. With oil and gas accounting for 70 percent of Russian export incomes, its economy is under immense pressure.

The most reliable foundation for a sustainable partnership is to engage Russia on more equal terms within a greater Eurasian security community, to enfranchise Russia in such a way that it will play a constructive role because it has equal stakes and status. This is still unfinished post-Cold War business. Related proposals – similar in their intent but different in detail – have been discussed in Europe and Asia. Ideally, this security community would provide a catalyst for synergies between regional institutions and initiatives such as the European Union, NATO, the Organization for Security and Co-operation in Europe, the Eurasian Economic Union, the Shanghai Cooperation Organization, and China’s One Belt One Road Initiative.

At the societal level, recent high-level conferences inside and outside of Russia have highlighted the uneasiness of Russian scholars, practitioners and students with the status quo. Among the ones attended by the author: the 10th General Conference of the Council for Security Cooperation in the Asia-Pacific, Confidence Building in the Asia-Pacific: The Security Architecture of the 21st Century in October in Mongolia; Moscow State University International Congress, Globalistics-2015: Global Governance and Diplomacy in an Unstable World in October; and the Russian Association of Political Science and Moscow State Institute of International Relations (MGIMO), Political Science in the Face of Contemporary Political Challenges in November.

Russian scholars and practitioners, uneasy with the status quo, seek frank exchange and mutual respect.


Discussions reflect a widespread sense of isolation, a sense of betrayal by the United States and Europe, and a sense of detachment from the rest of the world. The breadth and depth of these anti-Western sentiments render them difficult to dismiss simply as a shared delusion of the Russian intelligentsia. These audiences display a worrying preoccupation with the prospect of a third world war, which could potentially erupt over regional flashpoints such as eastern Ukraine and Syria. On the positive side, there is a strong desire – probably exacerbated by the current Western sanctions – for frank exchange, mutual respect, equal partnership, recognition, and for being “a normal modern country.”

A recurrent theme emerging at such conferences is the vital importance of exposing the next generation of Russian scholars and practitioners to the contemporary world, and of exposing foreigners – students and scholars alike – to Russian ideas and thinking. This is the vital entry point for universities in Europe, the United States and the Asia-Pacific, foundations, and public policy institutions to step in and facilitate intellectual exchange centered on mutual understanding and confidence-building. Such initiatives existed even at the height of the Cold War.

As the 19th century Russian philosopher and historian Nikolai Danilevski put it, the essence of progress “is not going in one direction … but in walking all over the entire field of historical activity, and in every direction.” The double-headed eagle in Russia’s coat of arms, looking East and West, suggests just that.

Evaluating Integrated Peace Operations

Whalan_occasionalpaper_2014_2In this paper Jeni Whalan reviews the state of the art on evaluating integrated peace operations. She examines the intersection between two prominent trends that have characterised peace operations over the past 10–15 years: the progressive integration of security and development objectives, and the increasing demand for comprehensive evaluation of policy interventions.

The paper identifies a set of inherent constraints to evaluating integrated operations, develops principles for improving evaluation, and presents examples of good evaluative technique to inform future policy development. Case studies are used throughout to illustrate and extend the analysis. Finally, the paper highlights a number of emerging ‘good practices’ that are not widely used in the evaluation of integrated missions, but should more often be employed.
‘Evaluating integrated peace operations’ – International Forum for the Challenges of Peace Operations, Occasional paper, No. 2, April 2014.
You can access the paper here.

New SCAN project: The influence of elected members

ARC Discovery Project

Leveraging power and influence on the UN Security Council: The role of elected members


Inaugural workshop launches new project to investigate the power and influence of UN Security Council elected members

When countries serve a two-year elected term on the UN Security Council—as Australia did in 2013–14—they must use innovative diplomacy if they want their voice heard. Australian researchers have begun a four-year project to discover the diplomatic practices that can help elected members wield influence on the world stage.

The United Nations Security Council has the primary responsibility for maintaining international peace and security. Forged by a post-World War II settlement of the victorious powers, the UN Charter allocates special rights and responsibilities to five permanent members: China, France, Russia, the United Kingdom, and the United States (the P-5). More than 70 years later, this structure has not essentially changed. Conventional wisdom suggests that the Council is controlled by the P-5, while the other 188 UN member states are effectively sidelined, including those serving two-year terms on the Council as elected, non-permanent members.

This project challenges the conventional wisdom of unfettered P-5 predominance. It examines how elected members on the Security Council can influence Council decision-making and norm development. Assembling a research team of international lawyers and political scientists at the University of New South Wales (UNSW), the University of Queensland (UQ), and the Australian National University (ANU), the project provides a rigorous, multi-disciplinary evaluation of why and when non-permanent Council members have been able to shape the Council’s decision-making process, despite lacking the veto power available to the P-5.

The four-year research project was officially launched at the ANU’s Asia-Pacific College of Diplomacy on Friday, 19 February 2016, when the project team convened a roundtable of key stakeholders from the Department of Foreign Affairs and Trade, the academy and from the wider policy community, under the Chatham House rule.

Three preliminary findings stand out:

  1. For Australia, finding effective means of leveraging power and influence on the UN Security Council is of utmost importance, given the centrality of the Council in, and Canberra’s dependency on, a functioning rules-based global order.
  2. The project’s outputs, which include advancing evidence-based and empirically grounded policy proposals designed to increase the capacity of elected members to exercise power and influence over the Council’s agenda and policy, will be of vital interest to the 188 UN member states that are not permanent Security Council members.
  3. Finally, the project raises larger questions of global governance in times of shifting power. At the beginning of the 21st Century, the global order is in transition. The liberal institutional architecture that was created in the aftermath of World War II is not only challenged by complex problems but also by the lack of voice and representation of those countries to which global power is shifting. This wider background turns the project into a compelling case study with profound implications beyond the case of the UN Security Council.

Contact: Ms Marie-Eve Loiselle, Project Manager, m.loiselle@unsw.edu.au

Project website: https://scan-un.org/

Brisbane, Canberra, and Sydney, 19 February 2016